Operations Coordinator

Company: Stifel
Location: Atlanta
Posted on: May 28, 2023

Job Description:

Summary
The Operations Coordinator performs the daily cashiering and operational functions for the branch office. The Coordinator is also responsible for liaising between the branch and home office on operational matters as well as providing overflow support to other branch associates.
Essential Duties and Responsibilities

• Perform daily cashiering functions for the branch related to incoming deposits of checks and
  securities, outgoing wires and checks.
• Execute routine operational functions including margin notifications and resolution, processing
  corporate reorganization (reorg) selections, and handling account transfer requests.
• Liaise between the branch and home office for all operational matters that arise and communicate
  the impact to branch personnel.
• Provide overflow support for the daily operation of the Financial Advisors' businesses not limited to
  opening client accounts, preparing and processing investment documentation, facilitating outgoing
  check requests and other disbursements, and maintaining current client information.
• Maintain accurate and complete account and trade records/files as required by Firm policy and
  industry regulation.
• Identify matters that require escalation including suspicious activity, customer complaints, trading
  errors, and violation of industry regulation or Firm policy. Qualifications
  • Effectively collaborate and work as a team with a diverse group of individuals.
  • Ability to organize large amounts of information and prioritize workload to meet deadlines.
  • Basic understanding of the Financial Services industry.
  • Ability to use logic and reasoning to identify the strengths and weaknesses of alternative solutions,
    conclusions or approaches to practical problem solving Education and Experience
    • High School Diploma or equivalent experience required
    • 1+ years' Administrative experience preferred
      About Stifel
      Stifel is a more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients' money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.
      While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let's talk about how you can find your place here at Stifel, where success meets success.
      At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.
      Stifel is an Equal Opportunity Employer.

Keywords: Stifel, Atlanta , Operations Coordinator, Other , Atlanta, Georgia