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Chief Compliance Officer - Join leading firm

Company: CyberCoders
Location: Atlanta
Posted on: April 10, 2021

Job Description:

Our growing firm is actively seeking to add to our Executive leadership by seeking a Chief Compliance Officer.

Our firm today has grown to over 550+ employees with $20 Billion under our Asset Management.

What You Will Be Doing

Summary

Directs Enterprise Compliance policies and procedures to ensure a sound Compliance Management System (CMS) for all lending units. Initiates research strategies designed to ensure compliance with federal and state lending regulations. Develops, implements and oversees tactics for minimizing enterprise loss and mitigating lending risk. This includes, but is not limited to, financial, regulatory, reputational and operational risk categories.

Oversees enterprise response to identified gaps in policies and standards, as well as changes to consumer protection statues and industry regulations. This requires the establishment and oversight of a stealthy internal auditing platform, designed to identify, remediate and track lending defects, policy and procedural deficiencies and enterprise consistency in regulatory interpretation and execution of consumer lending laws.

This role will be responsible for the oversight of Directors of Compliance for all lending channels and will coordinate efforts amongst each Director for enterprise compliance programs. The CCO- Lending will report directly to the CEO and Managing Partner

Job Responsibilities

" Responsible for reviewing and evaluating the compliance issues of the residential enterprise lending institutions in an independent manner, keeping managing executives informed and updated on each entities Compliance Management System (CMS)
" Manages the coordination and testing of the lending entities compliance management system (CMS).
" Develops, implements, and manages a comprehensive internal auditing platform with suggested remediation and scheduled follow up;

  • maintains an annual calendar of scheduled internal audits for each lending entity
  • Initiates autonomous compliance investigations as needed
    " In conjunction with Lending Counsel, directs the review and interpretation of new and pending laws and regulations.
    " Oversees and assists Directors of Compliance with the development or revision of policies, procedures, products, documents and marketing material to ensure compliance.
    " Provides enterprise compliance support for the mortgage business through oversight, advice and counsel involving the Executive Performance Committee in the management and mitigation of compliance risk.
    " Works with the Directors of Compliance and businesses to assure appropriate compliance training, standards, processes and controls are maintained.
    " Partners with the Enterprise Director of Training to develop an effective compliance training program, including appropriate introductory training for new employees as well as ongoing training for all employees and management.
    " Provide strategic compliance direction and strong leadership to the Directors of Compliance
    " Monitor and evaluate effectiveness of lending entities compliance procedures; assess and monitor director level workload, and support systems, and identifies enterprise opportunities for improvement, and overall best practices.
    " Oversees and assists in external examinations processes as applicable; reviews all external examination findings and coordinates responses with the Directors of Compliance as needed.
    " Measures the effectiveness of examination remediation efforts to ensure compliance standards are continually enforced within each lending entity.
    " Provide and present reports to executive and enterprise manage

    What You Need for this Position

    Required

    Qualifications

    " Certified Regulatory Compliance Manager (CRCM or CMCP) or equivalent certification.
    " Certified Internal Auditor (CIA) or equivalent
    " Minimum of 15+ years in the mortgage banking compliance industry,
    " Minimum of 7+ years of experience in a leadership position, with a proven track record of managing a department of 20 or more employees.
    " The CCO must have extensive experience and knowledge in Mortgage Compliance and of consumer financial services laws, including, but not limited to, TILA, ECOA, SCRA, FACTA, GLBA, SAFE Act, TCPA, E-Sign, FDCPA and UDAAP, and regulatory requirements implemented by federal and state regulatory authorities, including but not limited to, the Consumer Financial Protection Bureau (CFPB), Office of the Comptroller of the Currency (OCC), and Federal Trade Commission (FTC).
    " Extensive experience leading Quality Assurance efforts through Internal Auditing programs.
    " Exceptional leadership, organizational, and communication skills.
    " Expert understanding of Enterprise Risk Management, Compliance Programs and best practices for non-bank lenders and servicers.
    " Proven ability to create and implement corporate wide procedures.
    " Excellent research, problem solving, analytical ability, oral and written communication and presentation skills.
    " Well-developed compliance and problem-solving skills and experience.
    " Previous in-depth experience working with regulatory agencies and state lending requirements.
    " Understanding of federal consumer banking/lending laws and regulations, ability to assess impact of proposed and current regulations and provide an actionable implementation strategy relative to lending products and services.
    " Strong presentation skills and ability to deliver engaging presentations to senior level leadership and regulators, that are tailored to the needs of the audience.
    " Experience in managing external vendor contracts and relationships.
    " Independent decision making and ability to clearly articulate decisions to a broad audience.
    " Advanced analytical and Excel skills required to understand, manage, and assess large data sets; Proficient in Microsoft Word and Power Point.

    Preferred

    " Masters Degree or Juris Doctor Preferred

    So, if you are a Chief Compliance Officer - Join leading firm with experience, please apply today! Or, if you prefer to keep your search confidential, please email your resume directly to .

    Email Your Resume In Word To

    Looking forward to receiving your resume through our website and going over the position with you. Clicking apply is the best way to apply, but you may also:

    • Please do NOT change the email subject line in any way. You must keep the JobID: linkedin : KW4- -- in the email subject line for your application to be considered.***
      Kyle Westhorpe - Executive Recruiter - CyberCoders

      Applicants must be authorized to work in the U.S.

      CyberCoders, Inc is proud to be an Equal Opportunity Employer

      All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, protected veteran status, or any other characteristic protected by law.

      Your Right to Work - In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility verification document form upon hire.

Keywords: CyberCoders, Atlanta , Chief Compliance Officer - Join leading firm, Executive , Atlanta, Georgia

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